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Financial/Investment Advisor Fraud


Financial/investment advisors are responsible for handling money that is invested with the banks and/or money management companies they work for.

A financial/investment advisor is responsible for guiding their clients on financial decisions such as investments, cash management, and estate planning.

Sometimes a financial/investment advisor will put an investorโ€™s money into a high-risk investment that isnโ€™t a good fit or run away with money that was meant to be invested, both of which are forms of financial fraud.

About Financial/Investment Advisor Fraud

Financial fraud can have a significant financial impact on the individual who has been defrauded. To establish that financial fraud has occurred, the wronged individual must establish that:

    1. A false representation was made by the alleged wrongdoer
    2. The alleged wrongdoer had some level of knowledge of the falsehood of the representation
    3. The false representation caused the wronged individual to act and
    4. The alleged wrongdoerโ€™s actions resulted in a loss to the wronged individual.



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Details about Financial/Investment Advisor Fraud

If you or a loved one have been a victim of financial fraud, you may be able to secure compensation.

Contact a qualified lawyer at Diamond and Diamond Lawyers to get help with your claim. Call 1-800-567-4878 or fill out the quick contact form below when you are ready to get started on your case.

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Frequently Asked Questions


A class action is a lawsuit which provides a method for a large group of people with common claims to come together to advance one claim on behalf of the group. Class actions are more efficient and cost-effective and allow for groups of people with common claims to gain access to the legal system and seek justice on their behalf.

A certification motion is where the court determines whether an action can be pursued as a class action. The court considers factors such as whether the claims of the class members raise common legal and/or factual issues and whether a class action is the preferable method of pursuing the claims (as opposed to individual actions).

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